Senior Structurer – Capital Markets / Structured Products
The Firm and its Business
Oasis Pro Markets, LCC (the Firm) is a FINRA registered broker-dealer and ATS (Alternative Trading System) currently building a revolutionary business in digital asset securities. The Firm’s business is comprised of both traditional capital markets activity (as arranger, underwriter, etc.) relating to primary issuances and running an ATS that enables secondary market liquidity for digital asset securities (tokenized securities and other assets).
The Firm takes a digital-first approach, seeking ways to utilize technology to improve the capital markets for issuers and investors alike.
The Firm is seeking a candidate with a strong understanding of traditional capital markets, including securities offerings (registered and exempt), the role of the participants in these offerings (e.g., underwriters, issuers, escrow agents, transfer agents, etc.), relevant regulations as well as operational processes, cash flows, and dependencies.
In addition, as the Firm significantly expands its relationships with ABS and RMBS issuers, REITs, commercial real estate firms and others in the real estate space, candidates with considerable experience in one or more of these areas will be considered favorably although this experience is not a prerequisite for the role.
We are open to candidates who are attorneys experienced in these areas or candidates who through work experience in roles at an investment bank, hedge fund or other firm are knowledgeable in the topics above. In either case, the candidate should be comfortable with complex deal structures and related documentation.
The candidate should also be comfortable working collaboratively with the Oasis Pro Markets team and our clients to (i) analyze new product ideas, (ii) determine the regulatory framework applicable to the product, (iii) understand the distinctions among different issuance vehicles and offering types and (iv) independently manage the process of taking a product from idea generation to issuance or listing.
This is an exciting opportunity to participate in the Firm’s development. Quite often, the Firm’s product offerings will be the first of their kind.
The Firm is built upon a culture of proactivity, creativity and collaboration. As a small team (currently), each team member has the responsibility to execute on his/her objectives as well as be responsive to colleagues when they need assistance. We often have brainstorming sessions and involve a cross-section of the team when making key decisions to ensure that all perspectives are taken into consideration.
The person hired to perform this role will be required to pass relevant FINRA exams and will be subject to a statutorily-required background check.
Compensation | Benefits | Office Location
Oasis Pro Markets offers competitive salary and benefits packages including medical, dental and vision plans, and 401(k).
We believe in the value of in-person interaction and collaboration. As such, team members are expected to spend time working from the Firm’s office, Darien CT, on a regular basis.
Interested candidates should contact Frank Weigand, General Counsel & Head of Listings, at email@example.com.